Award Winners

Best underwriter
On equity market
Freedom Finance JSC
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
"SkyBridge Invest" JSC
First Heartland Jusan Invest JSC
On corporate bonds market
Freedom Finance JSC
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

Market leader
Equity market
Freedom Finance JSC
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
Halyk Bank of Kazakhstan JSC
Corporate bonds market
Freedom Finance JSC
First Heartland Jusan Invest JSC
Government securities market
Freedom Finance JSC
Kaspi Bank JSC
Foreign currencies market
Citibank Kazakhstan JSC
Bank CenterCredit JSC

Market-maker of the year
On equity market
Freedom Finance JSC
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
On corporate bonds market
Freedom Finance JSC
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
On government securities market
Freedom Finance JSC
Halyk Bank of Kazakhstan JSC

For significant contribution to attracting investors
First Heartland Jusan Invest JSC
Halyk Bank of Kazakhstan JSC
Bank CenterCredit JSC

Best Financial Advisor
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
"SkyBridge Invest" JSC

Underwriter in the bond market of international financial organizations
Tengri Partners Investment Banking (Kazakhstan) JSC

For contribution to the development of the Chinese yuan exchange market
Affiliated bank "Bank of China Kazakhstan" JSC
Industrial & Commercial Bank of China (Almaty) JSC

Best underwriter
On equity market
Freedom Finance JSC
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
SkyBridge Invest JSC
On corporate bonds market
Freedom Finance JSC

Market leader
Equity market
Freedom Finance JSC
"First Heartland Jusan Invest" JSC
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
Corporate bonds market
Freedom Finance JSC
Government securities market
Freedom Finance JSC
Foreign currencies market
Citibank Kazakhstan JSC
Halyk Savings Bank of Kazakhstan JSC

Market-maker of the year
On equity market
Freedom Finance JSC
On corporate bonds market
Freedom Finance JSC

For significant contribution to attracting investors
Halyk Savings Bank of Kazakhstan JSC

Best Financial Advisor
Freedom Finance JSC
SkyBridge Invest JSC

Underwriter in the bond market of international financial organizations
Tengri Partners Investment Banking (Kazakhstan) JSC

For contribution to the development of the Chinese yuan exchange market
Affiliated bank "Bank of China Kazakhstan" JSC

Best underwriter
On corporate bonds market
Freedom Finance JSC

Market leader
Equity market
Freedom Finance JSC
Corporate bonds market
Freedom Finance JSC
Government securities market
Freedom Finance JSC
Foreign currencies market
Citibank Kazakhstan JSC

Market-maker of the year
Equity market
Freedom Finance JSC
Corporate bonds market
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)

For significant contribution to attracting investors
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

Best underwriter
On corporate bonds market
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

Market leader
Equity market
Freedom Finance JSC
Corporate bonds market
Freedom Finance JSC
Government securities market
Freedom Finance JSC
Foreign currencies market
Citibank Kazakhstan JSC

Market-maker of the year
Equity market
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC
Corporate bonds market
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)

For significant contribution to attracting investors
Freedom Finance JSC

Best underwriter
On corporate bonds market
SkyBridge Invest JSC
Subsidiary of Halyk Bank of Kazakhstan "Halyk Finance" JSC

Market leader
Equity market
Freedom Finance JSC
Corporate bonds market
Freedom Finance JSC
Government securities market
Freedom Finance JSC
Subsidiary of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Foreign currencies market
Citibank Kazakhstan JSC
Unit investment funds market
Centras Securities JSC

Market-maker of the year
Equity market
Subsidiary of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Corporate bonds market
BCC Invest, subsidiary of Bank CenterCredit JSC

Best underwriter
On corporate bonds market
Kazkommerts Securities JSC (Subsidiary of Kazkommertsbank JSC)

Market Maker of the year
On equity market
Freedom Finance JSC
On corporate bonds market
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

For significant contribution to wooing investors
Freedom Finance JSC

Best underwriter
On equity market
SkyBridge Invest JSC
On corporate bonds market
Kazkommerts Securities JSC (Subsidiary of Kazkommertsbank JSC)

Market leader
Equity market
Seven Rivers Capital JSC
Corporate bonds market
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
Government securities market
Halyk Savings Bank of Kazakhstan JSC

Market Maker of the year
On equity market
Seven Rivers Capital JSC
On corporate bonds market
Kazkommerts Securities JSC (Subsidiary of Kazkommertsbank JSC) и Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

For the development of derivatives market
Seven Rivers Capital JSC

Best underwriter
On equity market
Seven Rivers Capital JSC
On corporate bonds market
Kazkommerts Securities JSC (Subsidiary of Kazkommertsbank JSC)

Market leader
Equity market
Seven Rivers Capital JSC
Corporate bonds market
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)
Government securities market
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC)

Market Maker of the year
On equity market
Seven Rivers Capital JSC
On corporate bonds market
BCC Invest JSC (Subsidiary of Bank CenterCredit JSC) and Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

For significant contribution to wooing investors
Seven Rivers Capital JSC

For contributing to the development of the exchange-based equity market
"Golden" Diploma
Seven Rivers Capital JSC
"Silver" Diploma
Kazpost JSC

For contribution to the development of the exchange-based corporate bond market
"Golden" Diploma
Centras Securities JSC

Government securities market leader
"Golden" Diploma
Centras Securities JSC (Almaty)
"Silver" Diploma
Subsidiary of Halyk Bank of Kazakhstan JSC - Accumulative Pension Fund of Halyk Bank of Kazakhstan JSC

Equity (shares) market leader
"Golden" Diploma
Centras Securities JSC (Almaty)
"Silver" Diploma
Kazpost JSC

Corporate bonds market leader
"Golden" Diploma
Centras Securities JSC (Almaty)
"Silver" Diploma
RESMI Investment & Financial House JSC

Repo market leader
No diplomas have been awarded in this category, since all candidates for awarding had various defaults related to their main activities.

Leading financial advisor
No diplomas have been awarded in this category due to relatively low quality of new listed companies financial advisors activities.

Most creative KASE's stock market participant (out of Rules on annual rewarding of best performing exchange members)
Seven Rivers Capital JSC

Government securities market leader
"Golden" Diploma
JSC Subsidiary Bank "Sberbank of Russia" (Almaty)
"Silver" Diploma
JSC "AsiaCredit Bank" (Almaty)

Shares market leader
"Golden" Diploma
JSC "Centras Securities" (Almaty)
"Silver" Diploma
JSC "Kazkommerts Securities (Subsidiary of Kazkommertsbank)" (Almaty)

Corporate bonds market leader
"Golden" Diploma
JSC "Centras Securities" (Almaty)

Repo market leader
"Golden" Diploma
JSC "Accumulative Pension Fund of Halyk Bank of Kazakhstan, Subsidiary of Halyk Bank of Kazakhstan"
"Silver" Diploma
JSC "Halyk Savings Bank of Kazakhstan"

Leading financial advisor
Subsidiary of Halyk Bank of Kazakhstan Halyk Finance JSC

Government securities market leader
"Golden" Diploma
Halyk Savings Bank of Kazakhstan JSC
"Silver" Diploma
Eurasia Capital JSC

Shares market leader
"Golden" Diploma
Centras Securities JSC
"Silver" Diploma
ASYL-INVEST JSC

Corporate bonds market leader
"Golden" Diploma
Centras Securities JSC
"Silver" Diploma
Managing Company ORDA Capital JSC

Repo market leader
"Golden" Diploma
Halyk Savings Bank of Kazakhstan JSC
"Silver" Diploma
Organization on Pension Assets Investment Management Zhetysu JSC

Leading financial advisor
Subsidiary of Halyk Bank of Kazakhstan Halyk Finance JSC

Currency market leader
"Golden" Diploma
Subsidiary Bank RBS JSC (Kazakhstan)
"Silver" Diploma
Eurasian Bank JSC

Government securities market leader
"Golden" Diploma
Eurasia Capital JSC
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC

Shares market leader
"Golden" Diploma
Centras Securities JSC
"Silver" Diploma
ASYL-INVEST JSC

Corporate bonds market leader
"Golden" Diploma
Centras Securities JSC
"Silver" Diploma
Investment Financial House RESMI JSC

Repo market leader
"Golden" Diploma
Bank CenterCredit JSC
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC

Leading financial advisor
"Golden" Diploma
Subsidiary organization of Halyk Bank of Kazakhstan Halyk Finance JSC

Currency market leader
"Golden" Diploma
Kazkommertsbank JSC
"Silver" Diploma
Subsidiary Bank RBS JSC (Kazakhstan)

Government securities market leader
"Golden" Diploma
Bank CenterCredit JSC
"Silver" Diploma
Eurasia Capital JSC

Shares market leader
No diplomas have been awarded in this category, since none of exchange members who showed brisk performance in 2009 while trading in corporate securities at KASE, was able to escape the downturn which led to failed transactions in instruments traded in the relevant and (or) adjacent sectors of the stock market.

Corporate bonds market leader
No diplomas have been awarded in this category, since none of exchange members who showed brisk performance in 2009 while trading in corporate securities at KASE, was able to escape the downturn which led to failed transactions in instruments traded in the relevant and (or) adjacent sectors of the stock market.

Repo market leader
"Golden" Diploma
Bank CenterCredit JSC
"Silver" Diploma
Eurasian Bank JSC

Leading financial advisor
No diploma has been awarded in this category, due to the small number of new listings, poor quality of services rendered by financial advisors of new listed companies. Another reason was that financial advisors used outdated documents prepared by themselves or by other financial advisors for listed companies’ new securities issues admitted to KASE official list in 2009.

Currency market leader
"Golden" Diploma
Subsidiary Bank RBS JSC (Kazakhstan)
"Silver" Diploma
Kazkommertsbank JSC

Government securities market leader
"Golden" Diploma
Halyk Savings Bank of Kazakhstan JSC
"Silver" Diploma
Bank CenterCredit JSC

Shares market leader
"Golden" Diploma
Centras Securities JSC
"Silver" Diploma
Investment Financial House RESMI JSC

Corporate bonds market leader
"Golden" Diploma
Investment Financial House RESMI JSC
"Silver" Diploma
BCC Invest JSC – subsidiary of Bank CenterCredit JSC

Repo market leader
"Golden" Diploma
Halyk Savings Bank of Kazakhstan JSC
"Silver" Diploma
Investment Financial House RESMI JSC

Leading financial advisor
"Golden" Diploma
Investment Financial House RESMI JSC

Currency market leader
"Golden" Diploma
Kazkommertsbank JSC
"Silver" Diploma
Alliance Bank JSC

Government securities market leader
"Golden" Diploma
Halyk Savings Bank of Kazakhstan JSC
"Silver" Diploma
Subsidiary Bank HSBC Bank Kazakhstan JSC

Shares market leader
The diplomas were not awarded in the nomination "as some exchange members failed to comply with obligations on deals and legal proceedings arose in this connection involving majority of potential nominees".

Corporate bonds market leader
"Golden" Diploma
Subsidiary of Bank TuranAlem JSC TuranAlem Securities JSC
"Silver" Diploma
Investment Financial House RESMI JSC

Repo market leader
"Golden" Diploma
BTA Bank JSC
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC

Leading financial advisor
"Golden" Diploma
Astana-Finance JSC

Currency market leader
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC
Certificate of honor
Subsidiary Joint-stock Bank ABN AMRO Bank Kazakhstan JSC

Government securities market leader
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC
Certificate of honor
Bank TuranAlem JSC

Corporate securities market leader
"Silver" Diploma
Subsidiary of Bank TuranAlem JSC TuranAlem Securities JSC
Certificate of honor
Bank TuranAlem JSC

Securities market leader among non-banking brokerage and/or dealing organizations
"Silver" Diploma
Subsidiary of Bank TuranAlem JSC TuranAlem Securities JSC
Certificate of honor
Accumulative pension fund SAPF JSC

Repo market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
Kazkommertsbank JSC

IPO market leader
"Silver" Diploma
Halyk Finance JSC

Leading financial advisor
"Silver" Diploma
Finance company Alliance Capital JSC

Absolute market leader
"Golden" Diploma
Bank TuranAlem JSC

Currency market leader
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC
Certificate of honor
Subsidiary Joints-stock Bank ABN AMRO Bank Kazakhstan JSC

Government securities market leader
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC
Certificate of honor
Accumulative pension fund of Halyk Bank of Kazakhstan JSC

Corporate securities market leader
"Silver" Diploma
TuranAlem Securities JSC
Certificate of honor
RG Securities LLP

Securities market leader among non-banking brokerage and/or dealing organizations
A diploma and a certificate of honor were not awarded in this nomination "as the leaders are the same as in the previous nomination ("Corporate securities market leader").

ЛRepo market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
BANK CASPIAN JSC

IPO market leader
The diploma was not awarded in this nomination "due to insignificant volume of IPO of corporate securities on the Exchange in 2005 and little contribution of nominees into the offerings".

Leading financial advisor
The diploma was not awarded in this nomination "as the Exchange had substantial claims in regard of operation of financial consultants in 2005".

Absolute market leader
"Golden" Diploma
Bank TuranAlem JSC

Currency market leader
"Silver" Diploma
Halyk Savings Bank of Kazakhstan JSC
Certificate of honor
Bank TuranAlem JSC

Government securities market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
General Asset management JSC

Corporate securities market leader
"Silver" Diploma
TuranAlem Securities JSC
Certificate of honor
KIB ASSET MANAGEMENT JSC

Securities market leader among non-banking brokerage and/or dealing organizations
"Silver" Diploma
General Asset management JSC
Certificate of honor – TuranAlem Securities JSC

Repo market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
Kazkommertsbank JSC

IPO market leader
The diploma was not awarded "as there was no strongly pronounced leader".

Leading financial advisor
"Silver" diploma
TuranAlem Securities JSC

Absolute market leader
"Golden" Diploma
Bank TuranAlem JSC

Currency market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
HALYK SAVINGS BANK OF KAZAKHSTAN JSC

Government securities market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
ATFBank JSC

Corporate securities market leader
"Silver" Diploma
TuranAlem Securities JSC
Certificate of honor
KIB ASSET MANAGEMENT JSC

Securities market leader among non-banking brokerage and/or dealing organizations
"Silver" Diploma
RG Securities LLP
Certificate of honor
TuranAlem Securities JSC

Repo market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
ATFBank JSC

IPO market leader
No diploma was awarded in the nomination.

Leading financial advisor
"Silver" Diploma
TuranAlem Securities JSC

Absolute market leader
"Golden" Diploma
Bank TuranAlem JSC

Currency market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
HALYK SAVINGS BANK OF KAZAKHSTAN JSC

Government securities market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
Pension asset management company ZHETYSU CJSC

Corporate securities market leader
"Silver" Diploma
TuranAlem Securities LLP
No certificate of honor was awarded in the nomination "as TuranAlem Securities was much dominating other nominees".

Repo market leader
"Silver" Diploma
Bank TuranAlem JSC
Certificate of honor
ATFBank JSC

IPO market leader
"Silver" Diploma
Fondoviy service CJSC

Leading financial advisor
"Silver" Diploma
Fondoviy service CJSC
TuranAlem Securities LLP

Absolute market leader
"Golden" Diploma
Bank TuranAlem JSC