Legislation

Stock market

Law No. 461-II of the Republic of Kazakhstan "On the securities market" dated July 2, 2003
- Rules for activities of organizers of trading in securities and other financial instruments, approved by Resolution No. 170 of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated October 29, 2008
- Requirements for the organizational structure of the trading organizer and the composition of the listing commission of the stock exchange, approved by Resolution No. 249 of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015
- Rules for activities of the structural unit of the trading organizer carrying out activities on supervising transactions in the trading system of the stock exchange, approved by Resolution No. 249 of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015
- Rules for the formation of a risk management and internal control system for the stock exchange, approved by Resolution No. 252 of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015
- Rules for recognizing transactions with securities and other financial instruments concluded on the organized and over-the-counter securities markets as carried out for the purpose of manipulation, formation and operation of the stock exchange expert committee, as well as its quantitative composition, approved by the resolution No. 13 of the Board of the National Bank of the Republic of Kazakhstan dated January 28 2016
- Rules for calculating prudential standards for the trade organizer, approved by Resolution No. 41 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated March 29, 2010
- Resolution No. 237 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated December 29, 2008 "On introducing additions and changes to the Resolution No. 62 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated February 25, 2006 "On approval of the Rules for maintaining the system of registers of holders securities"
- Rules for carrying out custodial activities on the securities market of the Republic of Kazakhstan, approved by Resolution No. 184 of the Board of the National Bank of the Republic of Kazakhstan dated July 26, 2013
- Rules for brokerage and (or) dealer activities on the securities market, approved by Resolution No. 9 of the Board of the National Bank of the Republic of Kazakhstan dated February 3, 2014
- Rules for the application of limited enforcement measures to the unified accumulative pension fund, voluntary accumulative pension fund, approved by Resolution No. 182 of the Board of the National Bank of the Republic of Kazakhstan dated July 26, 2013
Resolution No. 911 of the Government of the Republic of Kazakhstan dated November 17, 2022 "Оn determining the criteria for trading in securities on the stock exchange""

Joint stock companies

Law No. 415-II of the Republic of Kazakhstan “On Joint Stock Companies” dated May 13, 2003
- Resolution No. 311 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations "On the media used to publish information about the activities of a joint-stock company, and requirements for them" dated August 27, 2005
- Rules for recognizing a joint-stock company as a public company and revoking its status as a public company, approved by Resolution No. 70 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated March 30, 2007
- Rules for posting on the Internet resource of the depository of financial statements, stock exchange of information on corporate events, financial statements and auditor's reports, approved by Resolution No. 26 of the Board of the National Bank of the Republic of Kazakhstan dated January 28, 2016

Investment funds

Law No. 576-II of the Republic of Kazakhstan “On Investment Funds” dated July 7, 2004

Government securities

Rules for the issue, placement, circulation, servicing and redemption of state treasury obligations of the Republic of Kazakhstan, approved by Resolution No. 466 of the Government of the Republic of Kazakhstan dated April 3, 2009
Resolution No. 1520 of the Government of the Republic of Kazakhstan "On approval of the Rules for the issuance of securities for circulation on the domestic market by the local executive body of the city of republican significance, the capital" dated October 2, 2009
Resolution No. 108 of the Board of the National Bank of the Republic of Kazakhstan "On approval of the Rules for the issue, placement, circulation and redemption of short-term notes of the National Bank of the Republic of Kazakhstan" dated September 15, 2005

Rules